Saratoga Capital Management, LLC fees and pricing

Published fees

Quoted from the firm's Form ADV Part 2A brochure, filed March 27, 2026. Fees can change, so confirm with the firm before you hire them.

Quarterly fee

$500/qtr

“Fees are charged quarterly in arrears, based on the plan’s quarter-end AUM, and SCM’s services are subject to a minimum quarterly fee of $500.”

Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)

How Saratoga Capital Management, LLC bills

Payment and refund terms, quoted from the fee section of the brochure.

• “Fees are prorated and charged monthly in arrears, based on daily average AUM during the month.”

About Saratoga Capital Management, LLC

• Firm size: 4 employees.
• Registered as an adviser: 1994 (32 years).

Planning areas mentioned in the brochure

• Retirement planning
• Estate planning
• College planning
• Cash flow and budgeting

Firm details from Form ADV

How the firm is paid

Fixed or flat fees, percentage of assets under management

Charges a % of assets

Yes

Highest asset based fee in brochure

1% a year

Employees

4

Works with

Investment companies

Services reported to regulators

Financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, pension consulting, selecting other advisers, and other services

Assets managed

$138,830,486

Registered with

U.S. Securities and Exchange Commission

Disciplinary disclosures

None reported

SEC CRD number

112021

Website

facebook.com/saratogacapital (opens in new tab)

Phone

(623) 266-4567

Can advise clients in 2 states: Arizona, California

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