Castle Rock Investment Company fees and pricing
Financial planner in Castle Rock, Colorado. Registered with state securities regulators.
According to its Form ADV Part 2A brochure dated January 28, 2026, Castle Rock Investment Company charges a flat or project fee of $6,000-$40,000 and a quarterly fee of $1,500 for financial planning.
Published fees
Quoted from the firm's Form ADV Part 2A brochure, filed January 28, 2026. Fees can change, so confirm with the firm before you hire them.
- Flat or project fee
- $6,000-$40,000
“Under this structure, services are provided on an annual flat base fee of $6,000- $40,000 depending on the services provided to the client.”
- Quarterly fee
- $1,500/qtr
“The minimum quarterly fee of $1,500 could be considered excessive for small retirement plans and the client may be able to find these services for a lower fee in the marketplace. 3 115 Wilcox Street, Suite 220, Castle Rock, CO 80104”
Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)
How Castle Rock Investment Company bills
Payment and refund terms, quoted from the fee section of the brochure.
- “Under this structure, fees are billed quarterly in arrears based on the balance on the last day of the previous quarterly billing period.”
- “Accounts initiated or terminated during a calendar quarter will be charged a prorated fee.”
- “Earned but unpaid services will be billed.”
How Castle Rock Investment Company’s fees compare
- Its flat or project fee of $6,000-$40,000 is above the Colorado median of $5,250. 94% of the 214 other Colorado planners that publish a flat or project fee charge less.
- 5 of the 5 other planners in Castle Rock that publish a flat or project fee charge less.
About Castle Rock Investment Company
“Castle Rock Investment Company specializes in advising workplace retirement plans and its participants and provides clients with investment advisory services that are tailored to their individual needs.”
- Principal: Michele L. Suriano
- Solo practice: one person runs the firm, so you work directly with the planner.
- Registered as an adviser: 2025.
Firm details from Form ADV
- How the firm is paid
- Hourly fees, fixed or flat fees, percentage of assets under management
- Charges a % of assets
- Yes
- Highest asset based fee in brochure
- 0.5% a year
- Minimum
- $1,500 minimum fee (stated in brochure)
- Employees
- 1
- Works with
- Pension and profit sharing plans
- Services reported to regulators
- Financial planning, portfolio management for individuals and small businesses, and pension consulting
- Assets managed
- $51,038,312
- Registered with
- State securities regulators
- Disciplinary disclosures
- None reported
- SEC CRD number
- 140299
- Phone
- (303) 725-7086
Other planners in Castle Rock that publish fees
- DWM Family WealthCastle Rock$250/hr, $500-$10,000
- Fidelis Wealth AdvisorsCastle Rock$150-$300/hr, $2,500-$3,000
- Hill Country Kingdom AdvisorsCastle Rock$250/hr, $1,200-$10,000
- Jackson Creek Investment Advisors LLCCastle Rock$350/hr
- JD Haggar FinancialCastle Rock$2,000-$15,000
- Snowcap FinancialCastle Rock$600-$2,000, $200-$666/mo
Is something on this page wrong or out of date? Email corrections@plannerfees.com and PlannerFees will check it against the firm's latest filing.