Carty Financial, Inc. fees and pricing
Financial planner in Thousand Oaks, California. Registered with state securities regulators.
According to its Form ADV Part 2A brochure dated March 2, 2026, Carty Financial, Inc. charges $400 an hour for financial planning.
Published fees
Quoted from the firm's Form ADV Part 2A brochure, filed March 2, 2026. Fees can change, so confirm with the firm before you hire them.
- Hourly rate
- $400/hr
“Follow-on work is billed at $400.00 per hour. pg. 5 Performance Based Fees Carty Financial Inc. does not charge any performance-based fees.”
Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)
How Carty Financial, Inc. bills
Payment and refund terms, quoted from the fee section of the brochure.
- “Fees are billed quarterly, in advance, and may be negotiated lower.”
- “If the investment management agreement is terminated prior to the end of a billing period, CFI will refund to the client any pre-paid and unearned fees based on the number of days remaining in the billing period.”
How Carty Financial, Inc.’s fees compare
- Its hourly rate of $400 is above the California median of $300. 74% of the 932 other California planners that publish an hourly rate charge less.
- 8 of the 10 other planners in Thousand Oaks that publish an hourly rate charge less.
About Carty Financial, Inc.
- Solo practice: one person runs the firm, so you work directly with the planner.
- Registered as an adviser: 2007 (19 years).
Planning areas mentioned in the brochure
- Business owners
Firm details from Form ADV
- How the firm is paid
- Hourly fees, fixed or flat fees, percentage of assets under management
- Charges a % of assets
- Yes
- Highest asset based fee in brochure
- 1.5% a year
- Clients
- 55
- Employees
- 1
- Works with
- Individuals, high net worth individuals, and pension and profit sharing plans
- Services reported to regulators
- Financial planning, portfolio management for individuals and small businesses, and selecting other advisers
- Assets managed
- $40,220,000
- Registered with
- State securities regulators
- Disciplinary disclosures
- None reported
- SEC CRD number
- 144564
- Phone
- (805) 484-3626
Other planners in Thousand Oaks that publish fees
- Buff Your FinancesThousand Oaks$350/hr, $1,000-$10,000
- Cedarstone AdvisorsThousand Oaks$300-$500/hr
- ConfideThousand Oaks$200/hr, $3,000-$6,000
- De Groote Financial Group, LLCThousand Oaks$1,000/hr, $25,000
- Farrell Financial, Inc.Thousand Oaks$250-$350/hr, $6,450
- Gold Coast Securities, Inc.Thousand Oaks$50-$300/hr, $10,000
Is something on this page wrong or out of date? Email corrections@plannerfees.com and PlannerFees will check it against the firm's latest filing.