1st & 3rd Investments LLC fees
Financial planner in Vestavia Hills, Alabama. Registered with state securities regulators.
According to its Form ADV Part 2A brochure dated March 3, 2026, 1st & 3rd Investments LLC (Vestavia Hills, AL) charges up to $500 an hour and an annual fee of up to $5,000 for financial planning.
- Website: 1stand3rdinvestments.com (opens in new tab)
- Call (256) 460-8142
- Brochure (PDF) (opens in new tab)
with up to 3 other firms
Published fees
Quoted from the firm's Form ADV Part 2A brochure, filed March 3, 2026. Fees can change.
- Hourly rate
- Up to $500/hr
Can go up to $500; the Alabama median is $266.
“Fees on an hourly basis will be at a rate of no more than $500 per hour plus expenses.”
- Annual fee
- Up to $5,000/yr
“Fees may also be offered at a fixed rate of no more than $5,000 annually plus expenses.”
Read by software from the firm's brochure. Check the brochure (PDF) (opens in new tab) before you hire.
At a glance
- Also charges a % of assets
- Yes
- Minimum
- None stated in the brochure
- Team size
- 2 employees
- Registered since
- 2025
How 1st & 3rd Investments LLC bills
Payment and refund terms, quoted from the fee section of the brochure.
- “Our fees are negotiable at the discretion of our advisory representatives.”
- “Since 1st & 3rd’s fees are paid in arrears, no pro-ration of previously paid fees will occur upon termination of the agreement.”
Firm details from Form ADV
- How the firm is paid
- Hourly fees, flat or fixed fees, annual planning fees, and a percentage of assets under management
- Clients
- 18
- Works with
- Individuals and pension and profit sharing plans
- Services reported to regulators
- Financial planning, portfolio management for individuals and small businesses, portfolio management for businesses and institutions, pension consulting, and educational seminars and workshops
- Assets managed
- $1.8 million
- Registered with
- State securities regulators
- Disciplinary disclosures
- None reported on Form ADV as of March 3, 2026
- CRD number
- 337417 (opens in new tab)
- Phone
- (256) 460-8142
More planners in Alabama that publish fees
- BCR Wealth StrategiesVestaviaHourly up to $500/hr, Flat $1,500-$10,000
- Formula WealthFairhopeHourly $250/hr, Flat $500-$3,600
- Cornerstone Investment Management and Consulting, LLCDaphneHourly $285/hr
- The Welch Group, LLCBirminghamFlat $3,500-$35,000
- Navigate Wealth Management, LLCBirminghamHourly $150-$500/hr
- Equip Financial PartnersFairhopeFlat $500-$50,000, Monthly $417-$3,333/mo
Is something on this page wrong or out of date? Email corrections@plannerfees.com and PlannerFees will check it against the firm's latest filing.