Windfall Advisors, LLC fees and pricing
Financial planner in Newport Beach, California. Registered with state securities regulators.
According to its Form ADV Part 2A brochure dated September 2, 2026, Windfall Advisors, LLC charges $499 an hour and a flat or project fee of up to $4,750 for financial planning.
Published fees
Quoted from the firm's Form ADV Part 2A brochure, filed September 2, 2026. Fees can change, so confirm with the firm before you hire them.
- Hourly rate
- $499/hr
“Relationship Fixed Fee Initial Call $0 Financial Consultation and Coaching $499 per hour Full Comprehensive Financial Plan $4,750 *$500 of fees for non-clients are credited if/when they become a investment management client.”
- Flat or project fee
- Up to $4,750
From the same sentence as above.
Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)
How Windfall Advisors, LLC bills
Payment and refund terms, quoted from the fee section of the brochure.
- “Fees are negotiable and the final fee schedule for each service will be memorialized in the client’s advisory agreement.”
- “Clients may terminate the agreement without penalty for a full refund of WIND's fees within five business days of signing the Investment Advisory Contract.”
- “Financial Plan fees are paid via credit card.”
How Windfall Advisors, LLC’s fees compare
- Its hourly rate of $499 is above the California median of $300. 85% of the 932 other California planners that publish an hourly rate charge less.
- 17 of the 20 other planners in Newport Beach that publish an hourly rate charge less.
- Its flat or project fee of up to $4,750 is below the California median of $5,000. 22% of the 796 other California planners that publish a flat or project fee charge less.
- 2 of the 21 other planners in Newport Beach that publish a flat or project fee charge less.
About Windfall Advisors, LLC
“Portfolio Management & Financial Planning Services WIND offers ongoing portfolio management services based on the individual goals, objectives, time horizon, and risk tolerance of each client.”
- Firm size: 2 employees.
- Registered as an adviser: 2020 (6 years).
Firm details from Form ADV
- How the firm is paid
- Hourly fees, fixed or flat fees, percentage of assets under management
- Charges a % of assets
- Yes
- Highest asset based fee in brochure
- 1% a year
- Clients
- 42
- Employees
- 2
- Works with
- Individuals and high net worth individuals
- Services reported to regulators
- Financial planning, portfolio management for individuals and small businesses, pension consulting, and other services
- Assets managed
- $70,000,000
- Registered with
- State securities regulators
- Disciplinary disclosures
- None reported
- SEC CRD number
- 309261
- Phone
- (949) 205-7002
Can advise clients in 2 states: California, New York
Other planners in Newport Beach that publish fees
- Banta Asset Management LPNewport Beach$350/hr
- Bridge Capital Consulting, LLCNewport Beach$250/hr, $250-$12,000
- Campbell Advisory Services, LLCNewport Beach$150-$300/hr, $1,500-$5,000
- Centriplan, LLCNewport Beach$250-$300/hr, $1,000-$5,000
- Crystal Cove Asset ManagementNewport Beach$1,500-$10,000
- Hall Financial WellnessNewport Beach$500-$5,000, $1,500-$10,000/yr
Is something on this page wrong or out of date? Email corrections@plannerfees.com and PlannerFees will check it against the firm's latest filing.