PlannerFees

Tradewinds, LLC fees and pricing

Financial planner in Raleigh, North Carolina. Registered with the SEC.

According to its Form ADV Part 2A brochure dated March 13, 2026, Tradewinds, LLC charges a flat or project fee of $20,000 for financial planning.

Published fees

Quoted from the firm's Form ADV Part 2A brochure, filed March 13, 2026. Fees can change, so confirm with the firm before you hire them.

Flat or project fee
$20,000
“There is no minimum fee required for financial planning or consulting services; however financial planning and consulting fees shall generally not exceed $20,000.”

Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)

How Tradewinds, LLC bills

Payment and refund terms, quoted from the fee section of the brochure.

  • “Fees are generally billed monthly in arrears, based on average daily balance of the account(s) during the period.”
  • “When not included in our asset management fee, the fees for financial planning and/or consulting services can be billed on an hourly rate, fixed rate, or project basis in advance on a monthly or quarterly basis.”
  • “Alternatively, clients may elect to have TradeWinds send them an invoice for direct payment.”

How Tradewinds, LLC’s fees compare

  • Its flat or project fee of $20,000 is above the North Carolina median of $4,800. 91% of the 172 other North Carolina planners that publish a flat or project fee charge less.
  • 18 of the 20 other planners in Raleigh that publish a flat or project fee charge less.

About Tradewinds, LLC

“TradeWinds may provide its clients with a broad range of comprehensive financial planning services. We provide wealth management services specific to the needs of each individual client.”
From the firm's description of its advisory business in its Form ADV brochure.
  • Firm size: 12 employees.
  • Registered as an adviser: 2021 (5 years).

Planning areas mentioned in the brochure

  • Insurance analysis
  • Cash flow and budgeting

Firm details from Form ADV

How the firm is paid
Fixed or flat fees, percentage of assets under management
Charges a % of assets
Yes
Highest asset based fee in brochure
2.25% a year
Minimum
No minimum stated in brochure
Clients
495
Employees
12
Works with
Individuals, high net worth individuals, and pension and profit sharing plans
Services reported to regulators
Financial planning, portfolio management for individuals and small businesses, and portfolio management for businesses and institutions
Assets managed
$659,399,150
Registered with
U.S. Securities and Exchange Commission
Disciplinary disclosures
None reported
SEC CRD number
316415
Website
linkedin.com/company/tradewindsria (opens in new tab)
Phone
(984) 257-9091

Can advise clients in 7 states: Colorado, North Carolina, New Hampshire, New York, South Carolina, Texas, Virginia

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Is something on this page wrong or out of date? Email corrections@plannerfees.com and PlannerFees will check it against the firm's latest filing.