Three Phases Wealth Advisors LLC fees
Financial planner in Indian Trail, North Carolina. Registered with state securities regulators.
According to its Form ADV Part 2A brochure dated October 27, 2026, Three Phases Wealth Advisors LLC (Indian Trail, NC) charges a flat or project fee of up to $6,000 and a monthly fee of up to $500 for financial planning.
- Website: threephaseswealthadvisors.com (opens in new tab)
- Call (801) 318-5720
- Brochure (PDF) (opens in new tab)
with up to 3 other firms
Published fees
Quoted from the firm's Form ADV Part 2A brochure, filed October 27, 2026. Fees can change.
- Flat or project fee
- Up to $6,000
Can go up to $6,000; the North Carolina median is $5,000.
“The maximum annualized amount of the recurring fixed fee is $6,000 and covers review financial goals and progress, address life changes, review cash flow and planning priorities and adjust financial planning strategies as needed.”
- Monthly fee
- Up to $500/mo
“Fees are paid monthly or quarterly in arrears, not to exceed $500 per month (or $1,500 per quarter).”
Read by software from the firm's brochure. Check the brochure (PDF) (opens in new tab) before you hire.
At a glance
- Also charges a % of assets
- Yes
- Minimum
- None stated in the brochure
- Brochure mentions virtual meetings
- Yes
- Team size
- 3 employees
- Registered since
- 2025
How Three Phases Wealth Advisors LLC bills
Payment and refund terms, quoted from the fee section of the brochure.
- “Fees are negotiable and may vary based on factors including, the scope and complexity of services provided, the anticipated time and resources required, and the overall nature of the client relationship.”
- “Fees are negotiable and the final agreed upon fee will be outlined in your Advisory Contract.”
- “Clients will receive a detailed invoice each billing period describing the services rendered during that period.”
About Three Phases Wealth Advisors LLC
- Principal: Daniel Ockey
Planning areas mentioned in the brochure
- Retirement planning
- Estate planning
- Business owners
- Cash flow and budgeting
Firm details from Form ADV
- How the firm is paid
- Flat or fixed fees, monthly planning fees, and a percentage of assets under management
- Clients
- 8
- Works with
- Individuals
- Services reported to regulators
- Financial planning, portfolio management for individuals and small businesses, and educational seminars and workshops
- Registered with
- State securities regulators
- Disciplinary disclosures
- None reported on Form ADV as of October 27, 2026
- CRD number
- 338143 (opens in new tab)
- Phone
- (801) 318-5720
Registered in 3 states: Nebraska, North Carolina, Utah
Other planners in Indian Trail that publish fees
- Cornerstone Investment Services, Inc.Indian TrailHourly $200/hr
More planners in North Carolina that publish fees
- Onyx Wealth Management, LLCDurhamFlat $250-$10,000, Quarterly $750/qtr
- Realm Investment Consulting LLCCaryHourly $250/hr, Flat $200-$10,000
- Open World Financial Life PlanningRaleighHourly $300/hr, Annual $3,000-$7,500/yr
- Right Path Financial Planning, L.L.C.DudleyHourly $250/hr, Monthly $150-$500/mo
- Brecken Capital Advisors, LLCWeddingtonFlat $500-$2,000
- Phoenix Financial Solutions, Inc.GreensboroHourly $250/hr, Flat from $500
Is something on this page wrong or out of date? Email corrections@plannerfees.com and PlannerFees will check it against the firm's latest filing.