Swell Financial fees and pricing

Financial planner in Irvine, California. Registered with state securities regulators.

According to its Form ADV Part 2A brochure dated March 24, 2026, Swell Financial charges a monthly fee of $250⁠-⁠$500 for financial planning.

Published fees

Quoted from the firm's Form ADV Part 2A brochure, filed March 24, 2026. Fees can change, so confirm with the firm before you hire them.

Monthly fee: $250⁠-⁠$500/mo; “Ongoing Comprehensive Financial Planning Ongoing Financial Planning consists of an upfront charge of up to $2,500 and an ongoing fee that is paid monthly, in arrears, at the rate of $250 - $500 per month.”

Payment and refund terms, quoted from the fee section of the brochure.

“Our fees may be negotiable, and we reserve the right to offer fee waivers or discounts at our discretion.”
“Fees for partial quarters will be prorated.”
“The annual fees are negotiable, and some Clients may have different fee structures than outlined here, at our discretion.”

Solo practice: one person runs the firm, so you work directly with the planner.
Credentials named in the brochure: CFP®.
Registered as an adviser: 2021 (5 years).

How the firm is paid: Hourly fees, fixed or flat fees, percentage of assets under management
Charges a % of assets: Yes
Highest asset based fee in brochure: 3% a year
Minimum: $7,500 minimum fee (stated in brochure)
Clients: 40
Employees: 1
Works with: Individuals and high net worth individuals
Services reported to regulators: Financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other advisers
Assets managed: $27,923,397
Registered with: State securities regulators
Disciplinary disclosures: None reported
SEC CRD number: 317029
Website: youtube.com/@swellFP (opens in new tab)
Phone: (949) 375-3294

Is something on this page wrong or out of date? Email corrections@plannerfees.com and PlannerFees will check it against the firm's latest filing.