Rothman Investment Management, LLC fees
Financial planner in Atascadero, California. Registered with state securities regulators.
According to its Form ADV Part 2A brochure dated October 29, 2026, Rothman Investment Management, LLC (Atascadero, CA) charges $400 an hour and an annual fee of $5,000 for financial planning.
- Website: rothmaninvestmentadvisors.com (opens in new tab)
- Call (805) 538-9537
- Brochure (PDF) (opens in new tab)
with up to 3 other firms
Published fees
Quoted from the firm's Form ADV Part 2A brochure, filed October 29, 2026. Fees can change.
- Hourly rate
- $400/hr
Above the California median of $300; 76% of the 524 other planners in California that publish an hourly rate charge less. The one other planner in Atascadero charges less.
“If an hourly rate is suggested, RIM’s hourly rate is $400.”
- Annual fee
- $5,000/yr
Below the California median of $8,483; 22% of the 103 other planners in California that publish an annual fee charge less.
“Financial coaching costs $5,000 per year, payable quarterly.”
Read by software from the firm's brochure. Check the brochure (PDF) (opens in new tab) before you hire.
At a glance
- Also charges a % of assets
- Yes
- Minimum
- None stated in the brochure
- Brochure mentions virtual meetings
- Yes
- Team size
- 4 employees
- Registered since
- 2015 (11 years)
How Rothman Investment Management, LLC bills
Payment and refund terms, quoted from the fee section of the brochure.
- “Advisory fees are not negotiable; however, RIM may, in its sole discretion, reduce or waive fees in certain circumstances.”
- “Clients may terminate the agreement without penalty for a full refund of RIM's fees within five business days of signing the Investment Advisory Contract.”
- “The timing of payment is negotiable depending on the arrangement.”
About Rothman Investment Management, LLC
- Founded: 2014 (12 years).
Planning areas mentioned in the brochure
- Retirement planning
Firm details from Form ADV
- How the firm is paid
- Hourly fees, flat or fixed fees, annual planning fees, and a percentage of assets under management
- Clients
- 131
- Works with
- Individuals, high net worth individuals, pension and profit sharing plans, charities, and businesses
- Services reported to regulators
- Financial planning, portfolio management for individuals and small businesses, newsletters and publications, and educational seminars and workshops
- Assets managed
- $105 million
- Registered with
- State securities regulators
- Disciplinary disclosures
- None reported on Form ADV as of October 29, 2026
- CRD number
- 173139 (opens in new tab)
- Phone
- (805) 538-9537
Registered in 5 states: California, Georgia, Massachusetts, Texas, Wyoming
Other planners in Atascadero that publish fees
- SLO Money ManagersAtascaderoHourly $250/hr, Flat $250-$10,000
More planners in California that publish fees
- PFL Partners LLCHawthorneHourly $150/hr, Flat $600-$1,800
- Benningfield Financial Advisors, LLCSan FranciscoHourly $375/hr
- EquityFTWMorgan HillHourly $625/hr, Flat $10,000-$20,000
- Fischer Investment Strategies, LLCWestlake VillageHourly $350/hr, Flat $500-$10,000
- Thompson & Thompson Investment Advisors, Inc.PasadenaHourly $250-$600/hr
- Maaxiom Capital LLCFullertonHourly $200/hr
Is something on this page wrong or out of date? Email corrections@plannerfees.com and PlannerFees will check it against the firm's latest filing.