Principle Wealth fees
Financial planner in Madison, Connecticut. Registered with the SEC.
According to its Form ADV Part 2A brochure dated March 4, 2026, Principle Wealth (Madison, CT) charges a flat or project fee of up to $5,000 for financial planning.
- Website: principlewealthpartners.com (opens in new tab)
- Call (203) 318-8892
- Brochure (PDF) (opens in new tab)
with up to 3 other firms
Published fees
Quoted from the firm's Form ADV Part 2A brochure, filed March 4, 2026. Fees can change.
- Flat or project fee
- Up to $5,000
Capped at $5,000, at or below the Connecticut median of $6,875.
“For standalone financial planning services, the Advisor will charge a fixed fee ranging up to $5,000 per engagement.”
Read by software from the firm's brochure. Check the brochure (PDF) (opens in new tab) before you hire.
At a glance
- Also charges a % of assets
- Yes
- Minimum
- None stated in the brochure
- Team size
- 28 employees
- Registered since
- 2017 (9 years)
How Principle Wealth bills
Payment and refund terms, quoted from the fee section of the brochure.
- “Investment advisory fees are paid quarterly, in advance of each quarter, pursuant to the terms of the investment advisory agreement.”
- “The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the end of the first quarter.”
- “Fees are negotiable at the sole discretion of the Advisor.”
Firm details from Form ADV
- How the firm is paid
- Flat or fixed fees and a percentage of assets under management
- Clients
- 1,173
- Works with
- Individuals, high net worth individuals, pension and profit sharing plans, charities, and businesses
- Services reported to regulators
- Financial planning, portfolio management for individuals and small businesses, portfolio management for businesses and institutions, pension consulting, and selecting other advisers
- Assets managed
- $3.2 billion
- Registered with
- U.S. Securities and Exchange Commission
- Disciplinary disclosures
- None reported on Form ADV as of August 7, 2026
- CRD number
- 290180 (opens in new tab)
- Phone
- (203) 318-8892
Registered or notice filed in 20 states: California, Colorado, Connecticut, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Vermont, Virginia
More planners in Connecticut that publish fees
- Paulson Private Wealth LLCNorwalkFlat $4,000-$6,000
- Sightline Wealth Advisors, LLCGrotonHourly up to $350/hr, Flat $1,000-$7,500
- Riskin Wealth Management, LLCNewtownHourly $300-$500/hr, Quarterly $750-$7,500/qtr
- Pezzi Private CapitalWestportHourly $250-$400/hr, Flat $1,500-$50,000
- Fortress Financial ManagementSheltonHourly $350/hr
- Pink PlanningTollandHourly $250/hr, Monthly $199/mo
Is something on this page wrong or out of date? Email corrections@plannerfees.com and PlannerFees will check it against the firm's latest filing.