Principle Wealth fees

Financial planner in Madison, Connecticut. Registered with the SEC.

According to its Form ADV Part 2A brochure dated March 4, 2026, Principle Wealth (Madison, CT) charges a flat or project fee of up to $5,000 for financial planning.

Published fees

Quoted from the firm's Form ADV Part 2A brochure, filed March 4, 2026. Fees can change.

Flat or project fee
Up to $5,000

Capped at $5,000, at or below the Connecticut median of $6,875.

“For standalone financial planning services, the Advisor will charge a fixed fee ranging up to $5,000 per engagement.”

Read by software from the firm's brochure. Check the brochure (PDF) (opens in new tab) before you hire.

Adviser record on IAPD (opens in new tab)

At a glance

Also charges a % of assets
Yes
Minimum
None stated in the brochure
Team size
28 employees
Registered since
2017 (9 years)

How Principle Wealth bills

Payment and refund terms, quoted from the fee section of the brochure.

  • “Investment advisory fees are paid quarterly, in advance of each quarter, pursuant to the terms of the investment advisory agreement.”
  • “The investment advisory fee in the first quarter of service is prorated from the inception date of the account[s] to the end of the first quarter.”
  • “Fees are negotiable at the sole discretion of the Advisor.”

Firm details from Form ADV

How the firm is paid
Flat or fixed fees and a percentage of assets under management
Clients
1,173
Works with
Individuals, high net worth individuals, pension and profit sharing plans, charities, and businesses
Services reported to regulators
Financial planning, portfolio management for individuals and small businesses, portfolio management for businesses and institutions, pension consulting, and selecting other advisers
Assets managed
$3.2 billion
Registered with
U.S. Securities and Exchange Commission
Disciplinary disclosures
None reported on Form ADV as of August 7, 2026
CRD number
290180 (opens in new tab)
Website
principlewealthpartners.com (opens in new tab)
Phone
(203) 318-8892

Registered or notice filed in 20 states: California, Colorado, Connecticut, Florida, Georgia, Illinois, Maine, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Vermont, Virginia

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