North Haven Financial LLC fees and pricing

Published fees

Quoted from the firm's Form ADV Part 2A brochure, filed August 25, 2026. Fees can change, so confirm with the firm before you hire them.

Flat or project fee

$4,000⁠-⁠$10,000

“The Financial Planning fee is between $4,000 and $10,000.”

Annual fee

$6,000/yr

“The minimum annual fee for this service is $6,000 (after the engagement fee has been paid).”

Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)

How North Haven Financial LLC bills

Payment and refund terms, quoted from the fee section of the brochure.

• “Fees for comprehensive financial planning & investment management include an engagement fee ranging from $3,000 to $5,000 plus an ongoing annual fee which is paid in monthly or quarterly installments, in arrears.”
• “The engagement fee is invoiced and due at the start of the advisory relationship.”
• “The initial prorated fee will be calculated by applying the annual advisory fee to the account value as of the last day of the previous quarter, divided by 365, multiplied by the number of days to be billed.”

How North Haven Financial LLC’s fees compare

• Its flat or project fee of $4,000-$10,000 spans the Connecticut median of $5,125. 64% of the 78 other Connecticut planners that publish a flat or project fee charge less.
• Its annual fee of $6,000 matches the Connecticut median of $6,000. 48% of the 27 other Connecticut planners that publish an annual fee charge less.

About North Haven Financial LLC

• Principal: Joseph Rauth
• Firm size: 2 employees.
• Founded: 2015 (11 years).

Planning areas mentioned in the brochure

• Retirement planning
• Tax planning
• Cash flow and budgeting

Firm details from Form ADV

How the firm is paid

Fixed or flat fees, percentage of assets under management

Charges a % of assets

Yes

Highest asset based fee in brochure

2% a year

Minimum

$6,000 minimum fee (stated in brochure)

Clients

33

Employees

2

Works with

Individuals and high net worth individuals

Services reported to regulators

Financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other advisers

Assets managed

$36,397,084

Registered with

State securities regulators

Disciplinary disclosures

None reported

SEC CRD number

283057

Website

northhavenfinancial.com (opens in new tab)

Phone

(207) 220-1639

Can advise clients in 2 states: Connecticut, Maine

Other planners in Connecticut that publish fees

• 5TH Street Advisors, LLCSouthport$400/hr, $3,000⁠-⁠$5,000
• Abundant Wealth Management LLCStamford$250⁠-⁠$350/hr, $750⁠-⁠$5,000
• Achieve Retirement & Wealth Management, LLCRidgefield$350/hr, $10,000
• Alpine Hill Advisors LLCWestport$50,000⁠-⁠$500,000/yr
• Asset Management AssociatesSouth Windsor$250/hr
• Asset Management Group, Inc.Stamford$925/hr, $2,500⁠-⁠$10,000/yr

Compare all 227 planners in Connecticut