Dukes Financial Group, LLC fees and pricing
Financial planner in Charlotte, North Carolina. Registered with state securities regulators.
According to its Form ADV Part 2A brochure dated January 20, 2026, Dukes Financial Group, LLC charges a flat or project fee of $100-$10,000 for financial planning.
Published fees
Quoted from the firm's Form ADV Part 2A brochure, filed January 20, 2026. Fees can change, so confirm with the firm before you hire them.
- Flat or project fee
- $100-$10,000
“Depending upon the complexity of the situation and the needs of the client, the rate for creating client financial plans is between $100 and $10,000.”
Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)
How Dukes Financial Group, LLC bills
Payment and refund terms, quoted from the fee section of the brochure.
- “Fees are paid monthly in arrears, and clients may terminate their contracts with written notice.”
- “Because fees are charged in arrears, no refund policy is necessary.”
- “The first $500 in fees are paid in advance with the remainder paid at plan delivery.”
How Dukes Financial Group, LLC’s fees compare
- Its flat or project fee of $100-$10,000 spans the North Carolina median of $4,800. 55% of the 172 other North Carolina planners that publish a flat or project fee charge less.
- 14 of the 34 other planners in Charlotte that publish a flat or project fee charge less.
About Dukes Financial Group, LLC
- Firm size: 2 employees.
- Registered as an adviser: 2010 (16 years).
Firm details from Form ADV
- How the firm is paid
- Fixed or flat fees, percentage of assets under management
- Charges a % of assets
- Yes
- Highest asset based fee in brochure
- 1.3% a year
- Clients
- 20
- Employees
- 2
- Works with
- Individuals and high net worth individuals
- Services reported to regulators
- Financial planning and portfolio management for individuals and small businesses
- Assets managed
- $15,107,813
- Registered with
- State securities regulators
- Disciplinary disclosures
- None reported
- SEC CRD number
- 152512
- Phone
- (704) 957-4101
Other planners in Charlotte that publish fees
- Altruist Wealth ManagementCharlotte$1,000-$12,000, $750-$3,000/qtr
- Auctus Advisors LLCCharlotte$5,000-$100,000
- Aureus CapitalCharlotte$150/hr, $1,000-$10,000
- Buoyant FinancialCharlotte$2,000
- Calamita Wealth ManagementCharlotte$5,000-$15,000
- Cannon AdvisorsCharlotte$1,500-$5,000
Is something on this page wrong or out of date? Email corrections@plannerfees.com and PlannerFees will check it against the firm's latest filing.