PlannerFees

Carroll Financial Group, Inc. fees and pricing

Financial planner in Rockville Centre, New York. Registered with state securities regulators.

According to its Form ADV Part 2A brochure dated July 31, 2026, Carroll Financial Group, Inc. charges a flat or project fee of $200⁠-⁠$2,000 for financial planning.

Published fees

Quoted from the firm's Form ADV Part 2A brochure, filed July 31, 2026. Fees can change, so confirm with the firm before you hire them.

Flat or project fee
$200⁠-⁠$2,000
“The negotiable hourly fee s up to $150 per hour and is​ ​paid after the consultations.​ ​ ritten financial plan fees range from $200 to $2,000, depending upon the complexity of your financial situation.”

Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)

How Carroll Financial Group, Inc. bills

Payment and refund terms, quoted from the fee section of the brochure.

  • “Hourly fees are billed at the end of the month in which they were incurred.”
  • “For written financial​ ​plans, half of the fee is payable in advance, and the remainder is due upon presentation of the financial plan.”
  • “If you cancel after we have done over half of the financial plan, no refund will be​ ​paid.”

How Carroll Financial Group, Inc.’s fees compare

  • Its flat or project fee of $200-$2,000 is below the New York median of $4,500. 10% of the 251 other New York planners that publish a flat or project fee charge less.

About Carroll Financial Group, Inc.

“Joseph Carroll owns 100% of it.​ ​ .)​ b ​Description of Advisory Services We Offer:​​CFG has​​always been a small firm specializing in financial planning and managing​ ​client portfolios​ ​ inancial planning includes tax planning, insurance planning, retirement planning, and estate planning.”
From the firm's description of its advisory business in its Form ADV brochure.
  • Solo practice: one person runs the firm, so you work directly with the planner.
  • Registered as an adviser: 2006 (20 years).

Planning areas mentioned in the brochure

  • Retirement planning
  • Tax planning
  • Estate planning

Firm details from Form ADV

How the firm is paid
Hourly fees, percentage of assets under management
Charges a % of assets
Yes
Highest asset based fee in brochure
2% a year
Clients
36
Employees
1
Works with
Individuals, high net worth individuals, and businesses
Services reported to regulators
Financial planning, portfolio management for individuals and small businesses, and portfolio management for businesses and institutions
Assets managed
$21,179,179
Registered with
State securities regulators
Disciplinary disclosures
None reported
SEC CRD number
139704
Website
carrollfinancialgroup.net (opens in new tab)
Phone
(516) 825-0889

Other planners in Rockville Centre that publish fees

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