Cape Ann Capital, Inc. fees and pricing
Financial planner in Concord, Massachusetts. Registered with the SEC.
According to its Form ADV Part 2A brochure dated March 31, 2026, Cape Ann Capital, Inc. charges a flat or project fee of $3,000 for financial planning.
Published fees
Quoted from the firm's Form ADV Part 2A brochure, filed March 31, 2026. Fees can change, so confirm with the firm before you hire them.
- Flat or project fee
- $3,000
“Cape Ann Capital’s annual financial planning fees are $3,000.”
Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)
How Cape Ann Capital, Inc. bills
Payment and refund terms, quoted from the fee section of the brochure.
- “In most cases, Cape Ann Capital invoices fees monthly (at one-twelfth the annual rate), in arrears based on month-end valuations.”
- “Cape Ann Capital submits fee invoices to Fidelity.”
How Cape Ann Capital, Inc.’s fees compare
- Its flat or project fee of $3,000 is below the Massachusetts median of $4,750. 35% of the 158 other Massachusetts planners that publish a flat or project fee charge less.
- None of the 2 other planners in Concord that publish a flat or project fee charge less.
About Cape Ann Capital, Inc.
- Firm size: 2 employees.
- Credentials named in the brochure: CFP® and CFA.
- Registered as an adviser: 2006 (20 years).
Firm details from Form ADV
- How the firm is paid
- Fixed or flat fees, percentage of assets under management
- Charges a % of assets
- Yes
- Highest asset based fee in brochure
- 0.9% a year
- Minimum
- $300 minimum fee (stated in brochure)
- Clients
- 240
- Employees
- 2
- Works with
- Individuals, high net worth individuals, pension and profit sharing plans, and charities
- Services reported to regulators
- Financial planning, portfolio management for individuals and small businesses, and portfolio management for businesses and institutions
- Assets managed
- $193,009,183
- Registered with
- U.S. Securities and Exchange Commission
- Disciplinary disclosures
- Yes. Read them on the SEC site (opens in new tab)
- SEC CRD number
- 128942
- Phone
- (978) 254-5841
Can advise clients in 6 states: California, Connecticut, Florida, Massachusetts, New Hampshire, Vermont
Other planners in Concord that publish fees
- Aspire Financial Advisors, Inc.Concord$250/hr, $2,500-$5,000
- Avk PartnersConcord$50-$500/hr
- Bay Colony AdvisorsConcord$150-$500/hr, $1,500-$100,000
- Heritage Financial Network, Inc.Concord$350/hr
Is something on this page wrong or out of date? Email corrections@plannerfees.com and PlannerFees will check it against the firm's latest filing.