Breachway Investments, LLC fees and pricing

Published fees

Quoted from the firm's Form ADV Part 2A brochure, filed July 1, 2026. Fees can change, so confirm with the firm before you hire them.

Hourly rate

$200/hr

“Services are offered based on an hourly fee of $200 per hour.”

Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)

How Breachway Investments, LLC bills

Payment and refund terms, quoted from the fee section of the brochure.

• “Fees are billed quarterly in advance based on the amount of assets managed as of the close of business on the last business day of the previous quarter.”
• “For accounts opened or closed mid-billing period, fees will be prorated based on the days services are provided during the given period.”
• “In rare cases, our firm will agree to directly invoice.”

How Breachway Investments, LLC’s fees compare

• Its hourly rate of $200 is below the Rhode Island median of $280. 7% of the 15 other Rhode Island planners that publish an hourly rate charge less.

About Breachway Investments, LLC

• Solo practice: one person runs the firm, so you work directly with the planner.
• Credentials named in the brochure: CFP®.
• Registered as an adviser: 2023 (3 years).

Firm details from Form ADV

How the firm is paid

Hourly fees, percentage of assets under management

Charges a % of assets

Yes

Highest asset based fee in brochure

1.5% a year

Clients

242

Employees

1

Works with

Individuals, high net worth individuals, and charities

Services reported to regulators

Financial planning, portfolio management for individuals and small businesses, portfolio management for businesses and institutions, pension consulting, and educational seminars and workshops

Assets managed

$164,902,821

Registered with

U.S. Securities and Exchange Commission

Disciplinary disclosures

None reported

SEC CRD number

299102

Website

breachwayinvestments.com (opens in new tab)

Phone

(860) 709-0909

Can advise clients in 6 states: Connecticut, Florida, Massachusetts, Ohio, Rhode Island, Texas

Other planners in Rhode Island that publish fees

• Alvarez & Associates FinancialCentral Falls$200/hr, $750⁠-⁠$1,500
• Axis Wealth Partners, LLCEast Providence$150/hr, $250⁠-⁠$2,500
• Blue Chip Financial Advisors, LLCEast Providence$250/hr
• Bountiful Investment Management LLCRumford$250/hr, $500⁠-⁠$5,000
• Capital Wealth Management, LLCWest Warwick$500⁠-⁠$5,000, $20,000/yr
• CB Capital LLCNorth Smithfield$350/hr, $2,500⁠-⁠$7,500

Compare all 42 planners in Rhode Island