Tricapital Wealth Management, Inc. fees and pricing
Financial planner in Charlotte, North Carolina. Registered with the SEC.
According to its Form ADV Part 2A brochure dated March 3, 2026, Tricapital Wealth Management, Inc. charges a flat or project fee of $2,000 for financial planning.
Published fees
Quoted from the firm's Form ADV Part 2A brochure, filed March 3, 2026. Fees can change, so confirm with the firm before you hire them.
- Flat or project fee
- $2,000
“Fees for written financial plans typically begin at $2,000.”
Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)
How Tricapital Wealth Management, Inc. bills
Payment and refund terms, quoted from the fee section of the brochure.
- “Asset Management fees are based on a percentage of assets under management and calculated at an annual rate and billed in advance quarterly.”
- “You will pay a quarterly account fee, in advance, based upon the market value of the assets held in your account as of the last business day of the preceding calendar quarter.”
- “Flows over 10k in or out of an account will be billed/refunded for the remaining days in the period.”
How Tricapital Wealth Management, Inc.’s fees compare
- Its flat or project fee of $2,000 is below the North Carolina median of $4,800. 20% of the 172 other North Carolina planners that publish a flat or project fee charge less.
- 4 of the 34 other planners in Charlotte that publish a flat or project fee charge less.
About Tricapital Wealth Management, Inc.
“The approach offered by TriCapital Wealth Management provides you with the advantage of personalized and coordinated financial management that includes Investment planning and management;”
- Firm size: 3 employees.
- Founded: 1999 (27 years).
Planning areas mentioned in the brochure
- Retirement planning
- Tax planning
Firm details from Form ADV
- How the firm is paid
- Hourly fees, percentage of assets under management
- Charges a % of assets
- Yes
- Clients
- 125
- Employees
- 3
- Works with
- Individuals and high net worth individuals
- Services reported to regulators
- Financial planning, portfolio management for individuals and small businesses, and portfolio management for businesses and institutions
- Assets managed
- $132,704,661
- Registered with
- U.S. Securities and Exchange Commission
- Disciplinary disclosures
- None reported
- SEC CRD number
- 118788
- Phone
- (704) 571-8778
Can advise clients in 2 states: North Carolina, South Carolina
Other planners in Charlotte that publish fees
- Altruist Wealth ManagementCharlotte$1,000-$12,000, $750-$3,000/qtr
- Auctus Advisors LLCCharlotte$5,000-$100,000
- Aureus CapitalCharlotte$150/hr, $1,000-$10,000
- Buoyant FinancialCharlotte$2,000
- Calamita Wealth ManagementCharlotte$5,000-$15,000
- Cannon AdvisorsCharlotte$1,500-$5,000
Is something on this page wrong or out of date? Email corrections@plannerfees.com and PlannerFees will check it against the firm's latest filing.