Regatta Financial LLC fees and pricing

Published fees

Quoted from the firm's Form ADV Part 2A brochure, filed January 29, 2026. Fees can change, so confirm with the firm before you hire them.

Hourly rate

$400/hr

“Services are offered based on an hourly fee of $400 per hour.”

Flat or project fee

$5,000⁠-⁠$10,000

“Services are offered based on a flat fee between $5,000 to $10,000.”

Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)

How Regatta Financial LLC bills

Payment and refund terms, quoted from the fee section of the brochure.

• “Fees are billed quarterly in arrears based on the amount of assets managed as of the close of business on the last business day of the previous quarter.”
• “If cash and/or securities are deposited into or withdrawn from an existing account mid billing period a prorated fee will - 2- be charged for that portion of the account.”
• “For accounts opened or closed mid-billing period, fees will be prorated based on the days services are provided during the given period.”

How Regatta Financial LLC’s fees compare

• Its hourly rate of $400 is above the Maryland median of $300. 72% of the 156 other Maryland planners that publish an hourly rate charge less.
• 1 of the 3 other planners in Gaithersburg that publish an hourly rate charge less.
• Its flat or project fee of $5,000-$10,000 is above the Maryland median of $4,335. 86% of the 133 other Maryland planners that publish a flat or project fee charge less.
• 3 of the 3 other planners in Gaithersburg that publish a flat or project fee charge less.

About Regatta Financial LLC

• Solo practice: one person runs the firm, so you work directly with the planner.
• Registered as an adviser: 2024 (2 years).

Firm details from Form ADV

How the firm is paid

Hourly fees, fixed or flat fees, percentage of assets under management

Charges a % of assets

Yes

Highest asset based fee in brochure

2% a year

Employees

1

Services reported to regulators

Financial planning, portfolio management for individuals and small businesses, and pension consulting

Assets managed

$2,450,251

Registered with

State securities regulators

Disciplinary disclosures

None reported

SEC CRD number

333067

Phone

(917) 385-1244

Other planners in Gaithersburg that publish fees

• Cornerstone Financial Planning, Inc.Gaithersburg$100/hr, $300
• Own Your Monday Wealth Management, LLCGaithersburg$500/hr, $3,750/qtr
• Planvest Financial, Inc.Gaithersburg$2,500⁠-⁠$5,000
• Sherman Wealth Management LLCGaithersburg$550/hr, $500⁠-⁠$3,000

Compare all 7 planners in Gaithersburg