Regal Capital Management, Inc. fees and pricing

Published fees

Quoted from the firm's Form ADV Part 2A brochure, filed February 24, 2026. Fees can change, so confirm with the firm before you hire them.

Hourly rate

$100⁠-⁠$150/hr

“Fees for consultations and financial planning vary from $100 to $150 per hour depending on the complexity of the project and the services being provided.”

Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)

How Regal Capital Management, Inc. bills

Payment and refund terms, quoted from the fee section of the brochure.

• “Fees for non-traditional assets, for assets where we do not have investment discretion, and for assets requiring reduced or limited supervision are negotiable.”
• “If we charge a client by the hour or have entered into a financial planning or project arrangement, we invoice the client directly or, at the request of the client, the fees may be deducted from the client’s portfolio.”
• “Fees are deducted from accounts quarterly in advance based on the amount of assets under management at the end of the immediately preceding quarter.”

How Regal Capital Management, Inc.’s fees compare

• Its hourly rate of $100-$150 is below the Indiana median of $250. 6% of the 119 other Indiana planners that publish an hourly rate charge less.

About Regal Capital Management, Inc.

• Solo practice: one person runs the firm, so you work directly with the planner.
• Registered as an adviser: 2003 (23 years).

Firm details from Form ADV

How the firm is paid

Hourly fees, percentage of assets under management

Charges a % of assets

Yes

Highest asset based fee in brochure

1.2% a year

Clients

165

Employees

1

Works with

Individuals, high net worth individuals, pension and profit sharing plans, and charities

Services reported to regulators

Financial planning, portfolio management for individuals and small businesses, portfolio management for businesses and institutions, and pension consulting

Assets managed

$43,220,474

Registered with

State securities regulators

Disciplinary disclosures

None reported

SEC CRD number

126952

Website

regalcapital.net (opens in new tab)

Phone

(812) 275-8808

Can advise clients in 2 states: Indiana, Texas

Other planners in Indiana that publish fees

• Abound Wealth StrategiesIndianapolis$720⁠-⁠$25,000
• Above & Beyond Investments, LLCBloomington$250/hr, $250⁠-⁠$2,500
• Afp Group, LLCPlainfield$150/hr, $2,000
• Allstreet WealthWestfield$750/hr
• An Exceptional Life Financial, LLCIndianapolis$300/hr, $1,500⁠-⁠$6,000
• Apple Tree Asset Management, LLCFort Wayne$250/hr, $1,000⁠-⁠$5,000

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