Professional Financial Management, Inc. fees and pricing

Published fees

Quoted from the firm's Form ADV Part 2A brochure, filed March 18, 2026. Fees can change, so confirm with the firm before you hire them.

Hourly rate

$250/hr

“Portfolio Review - $250 per hour.”

Flat or project fee

$1,500

“$1,500 initial fee and $125 per quarter thereafter.”

Quarterly fee

$125/qtr

From the same sentence as above.

Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)

How Professional Financial Management, Inc. bills

Payment and refund terms, quoted from the fee section of the brochure.

• “Thereafter, fees are payable quarterly in advance based on the market value of the assets at the end of the immediately preceding calendar quarter as specified in the Investment Management Services Agreement.”
• “As noted above, fees are charged quarterly in advance.”
• “If the Investment Management Services Agreement is terminated before the end of the billing period, the client may be granted a partial refund at PFM’s discretion.”

How Professional Financial Management, Inc.’s fees compare

• Its hourly rate of $250 is below the Wisconsin median of $300. 23% of the 95 other Wisconsin planners that publish an hourly rate charge less.
• 2 of the 6 other planners in Appleton that publish an hourly rate charge less.
• Its flat or project fee of $1,500 is below the Wisconsin median of $3,000. 18% of the 73 other Wisconsin planners that publish a flat or project fee charge less.
• None of the 3 other planners in Appleton that publish a flat or project fee charge less.

About Professional Financial Management, Inc.

• Firm size: 5 employees.
• Credentials named in the brochure: CFP® and CFA.
• Registered as an adviser: 2026.

Firm details from Form ADV

How the firm is paid

Hourly fees, fixed or flat fees, percentage of assets under management

Charges a % of assets

Yes

Highest asset based fee in brochure

1.2% a year

Clients

164

Employees

5

Works with

Individuals and high net worth individuals

Services reported to regulators

Financial planning and portfolio management for individuals and small businesses

Assets managed

$115,520,555

Registered with

U.S. Securities and Exchange Commission

Disciplinary disclosures

None reported

SEC CRD number

154016

Website

pfmria.com (opens in new tab)

Phone

(920) 687-2600

Can advise clients in 2 states: Texas, Wisconsin

Other planners in Appleton that publish fees

• Avaii Wealth Management, LLCAppleton$150⁠-⁠$300/hr, $5,000⁠-⁠$30,000/yr
• Gateway Wealth Partners, LLCAppleton$400/hr, $15,000
• Kolash Wealth Strategies, LLCAppleton$210/hr, $200⁠-⁠$5,000
• Kom Wealth Management Group, LLCAppleton$125⁠-⁠$400/hr, $1,250⁠-⁠$14,000/yr
• Mcglone Suttner Wealth Management, Inc.Appleton$250/hr
• Valkyrie FinancialAppleton$350/hr, $200⁠-⁠$700/mo

Compare all 17 planners in Appleton