Phase III Advisory Services, LTD fees and pricing
Financial planner in Buffalo Grove, Illinois. Registered with the SEC.
According to its Form ADV Part 2A brochure dated March 12, 2026, Phase III Advisory Services, LTD charges $360 an hour for financial planning.
Published fees
Quoted from the firm's Form ADV Part 2A brochure, filed March 12, 2026. Fees can change, so confirm with the firm before you hire them.
- Hourly rate
- $360/hr
“The fees for our financial planning and consultative services will be billed at $360/hr or as negotiated on a case by case basis.”
Read the full brochure (PDF) (opens in new tab)SEC adviser record (opens in new tab)
How Phase III Advisory Services, LTD bills
Payment and refund terms, quoted from the fee section of the brochure.
- “You will receive a full account fee refund in the event that you terminate your client agreement with us within five business days of signing.”
- “If you terminate after the first five days, the account fee will be credited back to you on a pro-rata basis for the unused portion of the quarter.”
- “You will pay a quarterly account fee, in advance, based upon the market value of the assets held in your account as of the last business day of the preceding calendar quarter.”
How Phase III Advisory Services, LTD’s fees compare
- Its hourly rate of $360 is above the Illinois median of $273. 76% of the 215 other Illinois planners that publish an hourly rate charge less.
- 2 of the 3 other planners in Buffalo Grove that publish an hourly rate charge less.
About Phase III Advisory Services, LTD
- Firm size: 3 employees.
- Registered as an adviser: 2005 (21 years).
Firm details from Form ADV
- How the firm is paid
- Hourly fees, fixed or flat fees, percentage of assets under management
- Charges a % of assets
- Yes
- Highest asset based fee in brochure
- 1.4% a year
- Clients
- 483
- Employees
- 3
- Works with
- Individuals and high net worth individuals
- Services reported to regulators
- Financial planning, portfolio management for individuals and small businesses, and selecting other advisers
- Assets managed
- $210,911,349
- Registered with
- U.S. Securities and Exchange Commission
- Disciplinary disclosures
- None reported
- SEC CRD number
- 122959
- Phone
- (847) 520-5545
Can advise clients in 9 states: California, Florida, Georgia, Illinois, Indiana, Michigan, North Carolina, Texas, Wisconsin
Other planners in Buffalo Grove that publish fees
- Heritage Legacy Wealth LLCBuffalo Grove$250/hr
- Journey Financial Group, Inc.Buffalo Grove$450-$10,000/hr
- SGL Financial, LLCBuffalo Grove$250/hr, $250-$5,000
- 15 Wealth Advisors LLCMundelein$250-$10,000/yr
- 1ST Advantage Financial Advisers, LLCLombard$200/hr
- Alo Financial PlanningMount Prospect$3,000
Is something on this page wrong or out of date? Email corrections@plannerfees.com and PlannerFees will check it against the firm's latest filing.